Washington, D.C. 20549





Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): July 1, 2020



(Exact name of registrant as specified in its charter)


Nevada   000-54986   46-0524102
(State or other jurisdiction   (Commission   (I.R.S. Employer
of incorporation)   File Number)   Identification No.)


235 Walnut Street, Suite 6  
Framingham, Massachusetts 01702
(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code: (617) 431-2313


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading Symbol(s) Name of each exchange on which registered


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨







Item 5.07 Submission of Matters to a Vote of Security Holders.


On July 1, 2020, the Arch Therapeutics, Inc. (the “Company”) held a special meeting of stockholders (the “Special Meeting”) at which the Company’s proposal to increase the total number of authorized shares of common stock that it may issue from 300 million to 800 million (the “Charter Amendment Proposal”) was submitted to a stockholder vote. A more detailed description of the Charter Amendment Proposal is set forth in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on June 5, 2020.


A total of 140,938,895 shares were represented in person or by proxy at the Special Meeting, out of 187,862,947 shares outstanding and entitled to vote as of the record date. Stockholders approved the Charter Amendment, and the following is a tabulation of the voting on the Charter Amendment Proposal presented at the Special Meeting:


Proposal No. 1 – Proposal to Increase the Company’s Authorized Capital to 800,000,000 Shares of Common Stock.


Shares Voted For    Shares Voted Against    Abstentions
103,553,044   33,707,332   3,678,519







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




Dated: July 1, 2020 By: /s/ Terrence W. Norchi, M.D.  
  Name: Terrence W. Norchi, M.D.  
  Title: President, Chief Executive Officer